WebApplying for an approved arrangement. When assessing your application for an approved arrangement, the Department of Agriculture, Fisheries and Forestry considers: the nature of the goods that will be managed under the approved arrangement. any biosecurity risks posed by those goods. if you are a fit and proper person to carry out biosecurity ... WebApr 13, 2024 · ASIC has acted against a further 11 self-managed superannuation fund (SMSF) auditors for breaches of their obligations. This included breaches of auditing and assurance standards, independence requirements, registration conditions, or because ASIC was satisfied the individual was not a fit and proper person to remain registered.
ASIC permanently bans former financial adviser - ifa
WebFeb 18, 2024 · The previous requirement for the grant or holding of an AFSL, that ASIC have no reason to believe that an application is not of ‘a good fame or character’, has been amended to a ‘fit and proper’ person.[4] The new ‘fit and proper’ test applies to controllers of an applicant.[5] It also applies to applications to vary a licence.[6 ... WebStatement of personal information. For each of your ‘ fit and proper people ’, you will be asked to certify whether the person has been subject to certain events within the last 10 … rdc red rope
Dramatically Expanded Powers for ASIC - olw-law
WebNote: We refer to the people who ASIC must have no reason to believe are not ‘fit and proper persons’ as your ‘fit and proper people’. We will accept a certification for … You must be a fit and proper person to engage in credit activities. In determining whether you meet this requirement, we will have regard to whether each of the people involved in managing your credit business are fit and proper people to perform that role. To be a fit and proper person to engage in … See more Your ‘fit and proper people’ are: 1. for bodies corporate—all officers; 2. for partnerships or multiple trustees—the partners or trustees or senior managers; 3. for natural persons—you; 4. any person who controls the … See more The way the list of people is presented when you first enter this part of your online application will depend on whether ASIC already holds information about your fit and proper people. If you are a company, the credit licensing … See more WebOct 12, 2024 · ASIC will assess the change of control to determine whether those now associated with the Llicensee, including the new parent entity are fit and proper. ASIC may review the change in responsible managers very closely and may determine that the new responsible managers don’t have the appropriate skills and knowledge, resulting in the … rdc rwanda youtube